Financial Compliance Under Fire: LPL, Honda, and Kentucky’s Agricultural Boost

Explore the latest in financial compliance as LPL Financial faces SEC charges for anti-money laundering violations, and American Honda Finance settles with the CFPB over credit reporting issues. Plus, discover how Kentucky's Agricultural Finance Corp. is investing over $2.9 million to support local farmers. This episode provides crucial insights into regulatory challenges and financial growth opportunities.

Sources:
https://www.sandiegouniontribune.com/2025/01/17/sec-charges-la-jollas-lpl-financial-with-anti-money-laundering-violations/
https://www.wbko.com/2025/01/17/kentucky-agricultural-finance-corp-approves-more-than-29-million-loans/
https://www.pymnts.com/news/regulation/2025/american-honda-finance-to-settle-cfpb-allegations-of-sloppy-credit-reporting/
https://newsroom.lmu.edu/lmu-in-the-news/finance-and-commerce-corporate-earnings-growth-faces-uncertainty-amid-policy-shift-impact/

Outline:
(00:00:00) Introduction
(00:00:44) SEC charges La Jolla’s LPL Financial with anti-money laundering violations
(00:04:06) Kentucky Agricultural Finance Corp. approves more than $2.9 million in loans
(00:07:27) American Honda Finance to Settle CFPB Allegations of ‘Sloppy’ Credit Reporting
(00:11:00) Supreme Court Hears Challenge to Federal Ghost Gun Regulations